Securities Litigation

We provide our clients in the securities industry with extensive experience in complex litigation and a thorough knowledge of securities law and the defense of investors' claims. Over the years, we have established a record of excellence in the representation of companies, directors, officers, underwriters, issuers, broker / dealers, investment advisors, investment bankers, accountants, attorneys and other capital markets professionals in resolving securities-related disputes, including:

• Securities fraud
• Breach of fiduciary duty
• Negligent misrepresentations
• Civil conspiracy
• Embezzlement by corporate officers
• Shareholder litigation
• Bad faith and conflicts of interest
• RICO violations
• D & O personal liability
• Civil theft and conversion
• False advertising
• Theft of trade secrets
• Unfair competition
• Raiding

Our broad securities experience ranges from issues involving regional brokerage firms to larger Wall Street firms, and we have litigated before the state and federal courts, and defended arbitration proceedings before the NASD, the NYSE, the American Arbitration Association and the SEC. We have the sophisticated experience on which our securities clients have always depended.